Professional and ethical approaches to characterize complications in elective spinal neurosurgery. Never events in lumbar discectomy

Authors

  • Eugene G. Pedachenko Department of Miniinvasive and Laser Spinal Neurosurgery, Romodanov Neurosurgery Institute, Kyiv, Ukraine http://orcid.org/0000-0003-4759-6019
  • Oleksii S. Nekhlopochyn Spinal Department, Romodanov Neurosurgery Institute, Kyiv, Ukraine http://orcid.org/0000-0002-1180-6881
  • Maxim M. Pylypenko 2nd Department of Anesthesiology and Intensive Care, Romodanov Neurosurgery Institute, Kyiv, Ukraine

DOI:

https://doi.org/10.25305/unj.276584

Keywords:

complication, adverse events, collateral adverse outcomes, lumbar discectomy

Abstract

Any surgical intervention is associated with the possible development of complications. Surgical complications are traditionally an unpopular topic for discussion, but in recent decades they have received increased attention, due to both medical and economic factors. This review discusses the general concepts that characterize the negative consequences of surgical interventions in spinal neurosurgery: complications, adverse events, sentinel events, never events, collateral adverse outcomes. Classifications are given that allow systematizing these negative phenomena.

Surgical treatment of the lumbar disk herniation is the most frequently performed spinal surgery. The true number of lumbar discectomies is difficult to estimate because this procedure is often not an isolated surgical intervention, but a step in a larger one. Being a routine surgical procedure, discectomy, performed in one or another way depending on the preferences of the surgeon and available equipment, is characterized by a rather low relative frequency of adverse events and complications compared to other types of spinal surgery. However, due to the significant number of interventions, the absolute figures may present a medical and economic problem. Most authors refer to the classic triad of “wrong level, wrong side, wrong patient” and foreign bodies in the area of surgical intervention as obvious medical errors. Damage to the intestine or peritoneum, trauma to the great vessels and trauma to the nerve roots are considered serious complications, but not always medical errors. The other most commonly reported adverse events of lumbar discectomy are durotomy, neurological complications, surgical wound complications, recurrent disc herniation, and reoperation.

Until now, no clear classification of the negative consequences of lumbar discectomy, which would allow to verify the relationship between intraoperative adverse events (both surgical and anesthetic) and postoperative complications has been developed. In addition, it is extremely difficult, based on the criteria available in the literature, to identify a medical error in a number of iatrogenic complications, which requires further comprehensive study of the problem, since it has not only medical, but also legal consequences.

References

1. Wu AW. Medical error: the second victim. The doctor who makes the mistake needs help too. BMJ (Clinical research ed). 2000;320(7237):726-727. [CrossRef] [PubMed]

2. Krupski TL. Standardization of reporting surgical complications--are we ready? The Journal of urology. 2010;183(5):1671-1672. [CrossRef] [PubMed]

3. Bates DW, Cohen M, Leape LL, Overhage JM, Shabot MM, Sheridan T. Reducing the frequency of errors in medicine using information technology. Journal of the American Medical Informatics Association : JAMIA. 2001;8(4):299-308. [CrossRef] [PubMed]

4. Gallagher TH, Studdert D, Levinson W. Disclosing harmful medical errors to patients. The New England journal of medicine. 2007;356(26):2713-2719. [CrossRef] [PubMed]

5. Khuri SF, Daley J, Henderson W, Hur K, Demakis J, Aust JB, et al. The Department of Veterans Affairs' NSQIP: the first national, validated, outcome-based, risk-adjusted, and peer-controlled program for the measurement and enhancement of the quality of surgical care. National VA Surgical Quality Improvement Program. Ann Surg. 1998;228(4):491-507. [CrossRef] [PubMed]

6. Nashef SA, Roques F, Michel P, Gauducheau E, Lemeshow S, Salamon R. European system for cardiac operative risk evaluation (EuroSCORE). European journal of cardio-thoracic surgery : official journal of the European Association for Cardio-thoracic Surgery. 1999;16(1):9-13. [CrossRef] [PubMed]

7. Daley J, Henderson WG, Khuri SF. Risk-adjusted surgical outcomes. Annual review of medicine. 2001;52:275-287. [CrossRef] [PubMed]

8. Weingart SN, Wilson RM, Gibberd RW, Harrison B. Epidemiology of medical error. BMJ (Clinical research ed). 2000;320(7237):774-777. [CrossRef] [PubMed]

9. Benzel EC. The cervical spine. 5th ed. Philadelphia: Wolters Kluwer Health/Lippincott Williams & Wilkins; 2012. 1594 p.

10. Mirza SK, Deyo RA, Heagerty PJ, Turner JA, Lee LA, Goodkin R. Towards standardized measurement of adverse events in spine surgery: conceptual model and pilot evaluation. BMC Musculoskelet Disord. 2006;7:53. [CrossRef] [PubMed]

11. Rampersaud YR, Moro ER, Neary MA, White K, Lewis SJ, Massicotte EM, et al. Intraoperative adverse events and related postoperative complications in spine surgery: implications for enhancing patient safety founded on evidence-based protocols. Spine (Phila Pa 1976). 2006;31(13):1503-1510. [CrossRef] [PubMed]

12. Advances in Patient Safety. In: Henriksen K, Battles JB, Marks ES, Lewin DI, editors. Advances in Patient Safety: From Research to Implementation (Volume 4: Programs, Tools, and Products). Rockville (MD): Agency for Healthcare Research and Quality (US); 2005.

13. Lembitz A, Clarke TJ. Clarifying "never events and introducing "always events". Patient safety in surgery. 2009;3:26. [CrossRef] [PubMed]

14. Daniels AH, Kawaguchi S, Contag AG, Rastegar F, Waagmeester G, Anderson PA, et al. Hospital charges associated with "never events": comparison of anterior cervical discectomy and fusion, posterior lumbar interbody fusion, and lumbar laminectomy to total joint arthroplasty. J Neurosurg Spine. 2016;25(2):165-169. [CrossRef] [PubMed]

15. Omar I, Graham Y, Singhal R, Wilson M, Madhok B, Mahawar KK. Identification of Common Themes from Never Events Data Published by NHS England. World journal of surgery. 2021;45(3):697-704. [CrossRef] [PubMed]

16. Daniels AH, Gundle K, Hart RA. Collateral Adverse Outcomes After Lumbar Spine Surgery. Instr Course Lect. 2016;65:291-297. [PubMed]

17. Clavien PA, Sanabria JR, Strasberg SM. Proposed classification of complications of surgery with examples of utility in cholecystectomy. Surgery. 1992;111(5):518-526. [PubMed]

18. Dindo D, Demartines N, Clavien PA. Classification of surgical complications: a new proposal with evaluation in a cohort of 6336 patients and results of a survey. Ann Surg. 2004;240(2):205-213. [CrossRef] [PubMed]

19. Clavien PA, Dindo D. Surgeon's intuition: is it enough to assess patients' surgical risk? World journal of surgery. 2007;31(10):1909-1911. [CrossRef] [PubMed]

20. Dindo D, Clavien PA. What is a surgical complication? World journal of surgery. 2008;32(6):939-941. [CrossRef] [PubMed]

21. Bonsanto MM, Hamer J, Tronnier V, Kunze S. A complication conference for internal quality control at the Neurosurgical Department of the University of Heidelberg. Acta Neurochir Suppl. 2001;78:139-145. [CrossRef] [PubMed]

22. Houkin K, Baba T, Minamida Y, Nonaka T, Koyanagi I, Iiboshi S. Quantitative analysis of adverse events in neurosurgery. Neurosurgery. 2009;65(3):587-594; discussion 594. [CrossRef] [PubMed]

23. Rampersaud YR, Anderson PA, Dimar JR, 2nd, Fisher CG, Spine Trauma Study G, Degenerative Spine Study G. Spinal Adverse Events Severity System, version 2 (SAVES-V2): inter- and intraobserver reliability assessment. J Neurosurg Spine. 2016;25(2):256-263. [CrossRef] [PubMed]

24. Patel N, Bagan B, Vadera S, Maltenfort MG, Deutsch H, Vaccaro AR, et al. Obesity and spine surgery: relation to perioperative complications. J Neurosurg Spine. 2007;6(4):291-297. [CrossRef] [PubMed]

25. McDonnell MF, Glassman SD, Dimar JR, 2nd, Puno RM, Johnson JR. Perioperative complications of anterior procedures on the spine. J Bone Joint Surg Am. 1996;78(6):839-847. [CrossRef] [PubMed]

26. Baron EM, Albert TJ. Medical complications of surgical treatment of adult spinal deformity and how to avoid them. Spine (Phila Pa 1976). 2006;31(19 Suppl):S106-118. [CrossRef] [PubMed]

27. Scaduto AA, Gamradt SC, Yu WD, Huang J, Delamarter RB, Wang JC. Perioperative complications of threaded cylindrical lumbar interbody fusion devices: anterior versus posterior approach. J Spinal Disord Tech. 2003;16(6):502-507. [CrossRef] [PubMed]

28. Fujita T, Kostuik JP, Huckell CB, Sieber AN. Complications of spinal fusion in adult patients more than 60 years of age. Orthop Clin North Am. 1998;29(4):669-678. [CrossRef] [PubMed]

29. Faciszewski T, Winter RB, Lonstein JE, Denis F, Johnson L. The surgical and medical perioperative complications of anterior spinal fusion surgery in the thoracic and lumbar spine in adults. A review of 1223 procedures. Spine (Phila Pa 1976). 1995;20(14):1592-1599. [CrossRef] [PubMed]

30. Landriel Ibanez FA, Hem S, Ajler P, Vecchi E, Ciraolo C, Baccanelli M, et al. A new classification of complications in neurosurgery. World Neurosurg. 2011;75(5-6):709-715; discussion 604-711. [CrossRef] [PubMed]

31. Kreiner DS, Hwang SW, Easa JE, Resnick DK, Baisden JL, Bess S, et al. An evidence-based clinical guideline for the diagnosis and treatment of lumbar disc herniation with radiculopathy. Spine J. 2014;14(1):180-191. [CrossRef] [PubMed]

32. Frymoyer JW. Back pain and sciatica. The New England journal of medicine. 1988;318(5):291-300. [CrossRef] [PubMed]

33. Arts MP, Kursumovic A, Miller LE, Wolfs JFC, Perrin JM, Van de Kelft E, et al. Comparison of treatments for lumbar disc herniation: Systematic review with network meta-analysis. Medicine (Baltimore). 2019;98(7):e14410. [CrossRef] [PubMed]

34. Vroomen PC, de Krom MC, Knottnerus JA. Predicting the outcome of sciatica at short-term follow-up. The British journal of general practice : the journal of the Royal College of General Practitioners. 2002;52(475):119-123. [PubMed]

35. Rhee JM, Schaufele M, Abdu WA. Radiculopathy and the herniated lumbar disc. Controversies regarding pathophysiology and management. J Bone Joint Surg Am. 2006;88(9):2070-2080. [CrossRef] [PubMed]

36. Ramaswami R, Ghogawala Z, Weinstein JN. Management of Sciatica. The New England journal of medicine. 2017;376(12):1175-1177. [CrossRef] [PubMed]

37. Peul WC, van Houwelingen HC, van den Hout WB, Brand R, Eekhof JA, Tans JT, et al. Surgery versus prolonged conservative treatment for sciatica. The New England journal of medicine. 2007;356(22):2245-2256. [CrossRef] [PubMed]

38. Peul WC, van den Hout WB, Brand R, Thomeer RT, Koes BW, Leiden-The Hague Spine Intervention Prognostic Study G. Prolonged conservative care versus early surgery in patients with sciatica caused by lumbar disc herniation: two year results of a randomised controlled trial. BMJ (Clinical research ed). 2008;336(7657):1355-1358. [CrossRef] [PubMed]

39. Weinstein JN, Tosteson TD, Lurie JD, Tosteson AN, Hanscom B, Skinner JS, et al. Surgical vs nonoperative treatment for lumbar disk herniation: the Spine Patient Outcomes Research Trial (SPORT): a randomized trial. JAMA. 2006;296(20):2441-2450. [CrossRef] [PubMed]

40. Mixter WJ, Barr JS. Rupture of the Intervertebral Disc with Involvement of the Spinal Canal. New England Journal of Medicine. 1934;211(5):210-215. [CrossRef]

41. Caspar W, editor A New Surgical Procedure for Lumbar Disc Herniation Causing Less Tissue Damage Through a Microsurgical Approach. Lumbar Disc Adult Hydrocephalus; 1977 1977//; Berlin, Heidelberg: Springer Berlin Heidelberg.

42. Blamoutier A. Surgical discectomy for lumbar disc herniation: surgical techniques. Orthopaedics & traumatology, surgery & research : OTSR. 2013;99(1 Suppl):S187-196. [CrossRef] [PubMed]

43. Mochida J, Nishimura K, Nomura T, Toh E, Chiba M. The importance of preserving disc structure in surgical approaches to lumbar disc herniation. Spine (Phila Pa 1976). 1996;21(13):1556-1563; discussion 1563-1554. [CrossRef] [PubMed]

44. Schaller B. Failed back surgery syndrome: the role of symptomatic segmental single-level instability after lumbar microdiscectomy. Eur Spine J. 2004;13(3):193-198. [CrossRef] [PubMed]

45. Williams RW. Microlumbar discectomy: a conservative surgical approach to the virgin herniated lumbar disc. Spine (Phila Pa 1976). 1978;3(2):175-182. [PubMed]

46. Spengler DM. Lumbar discectomy. Results with limited disc excision and selective foraminotomy. Spine (Phila Pa 1976). 1982;7(6):604-607. [PubMed]

47. Mayer HM, Brock M. Percutaneous endoscopic discectomy: surgical technique and preliminary results compared to microsurgical discectomy. J Neurosurg. 1993;78(2):216-225. [CrossRef] [PubMed]

48. Foley KT, Smith MM. Microendoscopic discectomy. Techniques in Neurosurgery. 1997(3):301-307.

49. Rasouli MR, Rahimi-Movaghar V, Shokraneh F, Moradi-Lakeh M, Chou R. Minimally invasive discectomy versus microdiscectomy/open discectomy for symptomatic lumbar disc herniation. Cochrane Database Syst Rev. 2014(9):CD010328. [CrossRef] [PubMed]

50. Jung HS, Kim DJ, Kim HS, Lee HK, Choi SJN, Chung SY. Vascular Complications Related to Posterior Lumbar Disc Surgery. Vascular specialist international. 2017;33(4):160-165. [CrossRef] [PubMed]

51. Deyo RA, Mirza SK. Trends and variations in the use of spine surgery. Clin Orthop Relat Res. 2006;443:139-146. [CrossRef] [PubMed]

52. Weinstein JN, Lurie JD, Olson PR, Bronner KK, Fisher ES. United States' trends and regional variations in lumbar spine surgery: 1992-2003. Spine (Phila Pa 1976). 2006;31(23):2707-2714. [CrossRef] [PubMed]

53. Gray DT, Deyo RA, Kreuter W, Mirza SK, Heagerty PJ, Comstock BA, et al. Population-based trends in volumes and rates of ambulatory lumbar spine surgery. Spine (Phila Pa 1976). 2006;31(17):1957-1963; discussion 1964. [CrossRef] [PubMed]

54. Lopez CD, Boddapati V, Lombardi JM, Lee NJ, Saifi C, Dyrszka MD, et al. Recent trends in medicare utilization and reimbursement for lumbar spine fusion and discectomy procedures. Spine J. 2020;20(10):1586-1594. [CrossRef] [PubMed]

55. Bombieri FF, Shafafy R, Elsayed S. Complications associated with lumbar discectomy surgical techniques: a systematic review. Journal of spine surgery (Hong Kong). 2022;8(3):377-389. [CrossRef] [PubMed]

56. Epstein N. A perspective on wrong level, wrong side, and wrong site spine surgery. Surg Neurol Int. 2021;12:286. [CrossRef] [PubMed]

57. Hempel S, Maggard-Gibbons M, Nguyen DK, Dawes AJ, Miake-Lye I, Beroes JM, et al. Wrong-Site Surgery, Retained Surgical Items, and Surgical Fires : A Systematic Review of Surgical Never Events. JAMA Surg. 2015;150(8):796-805. [CrossRef] [PubMed]

58. Wong DA, Watters WC, 3rd. To err is human: quality and safety issues in spine care. Spine (Phila Pa 1976). 2007;32(11 Suppl):S2-8. [CrossRef] [PubMed]

59. Institute of Medicine Committee on Quality of Health Care in A. To Err is Human: Building a Safer Health System. Kohn LT, Corrigan JM, Donaldson MS, editors. Washington (DC): National Academies Press (US); 2000.

60. Marquez-Lara A, Nandyala SV, Hassanzadeh H, Sundberg E, Jorgensen A, Singh K. Sentinel Events in Lumbar Spine Surgery. Spine (Phila Pa 1976). 2014;39(11):900-905. [CrossRef] [PubMed]

61. DeVine JG, Chutkan N, Gloystein D, Jackson K. An Update on Wrong-Site Spine Surgery. Global Spine J. 2020;10(1 Suppl):41S-44S. [CrossRef] [PubMed]

62. Shriver MF, Xie JJ, Tye EY, Rosenbaum BP, Kshettry VR, Benzel EC, et al. Lumbar microdiscectomy complication rates: a systematic review and meta-analysis. Neurosurg Focus. 2015;39(4):E6. [CrossRef] [PubMed]

63. Nasser R, Yadla S, Maltenfort MG, Harrop JS, Anderson DG, Vaccaro AR, et al. Complications in spine surgery. J Neurosurg Spine. 2010;13(2):144-157. [CrossRef] [PubMed]

64. Dekutoski MB, Norvell DC, Dettori JR, Fehlings MG, Chapman JR. Surgeon perceptions and reported complications in spine surgery. Spine (Phila Pa 1976). 2010;35(9 Suppl):S9-S21. [CrossRef] [PubMed]

Published

2023-06-29

How to Cite

Pedachenko, E. G. ., Nekhlopochyn, O. S., & Pylypenko, M. M. (2023). Professional and ethical approaches to characterize complications in elective spinal neurosurgery. Never events in lumbar discectomy. Ukrainian Neurosurgical Journal, 29(2), 3–10. https://doi.org/10.25305/unj.276584

Issue

Section

Review articles